| Description |
xiv, 361 pages : illustrations ; 28 cm |
| Series |
For dummies |
|
--For dummies.
|
| Note |
Includes index. |
|
"Learning made easy"--Cover |
|
"Features 4 practice tests online. 300 practice questions answer explanations study tips"--Cover |
| Contents |
Part 1. Getting started with the SIE exam. Introducing the SIE (Securities industry essentials) exam -- Preparing for the SIE exam -- Examining and mastering question types -- Surviving test day -- Part 2. Mastering basic security investments. Securities underwriting: the process and the team players -- Equity securities: corporate ownership -- Debt securities : corporate and U.S. government loans -- Municipal bonds : local government securities -- Part 3. Delving deeper : security investments with a twist. Delivering diversification with packaged securities -- Working with direct participation programs and REITs -- Options : understanding the basics of puts and calls -- Part 4. Playing nicely : serving your customers and following the rules. Customer accounts: doing the right thing -- Securities analysis: doing a little market research -- Securities markets: taking orders and executing trades -- Making sure the IRS gets its share -- Rules and regulations: no fooling around -- Part 5. Putting your knowledge to good use: practice exams. Bring it out: practice exam 1 -- Answers & explanations to practice exam 1 -- Nothing but net : practice exam 2 -- Answers & explanations to practice exam 2 -- Part 6: The part of tens. Ten SIE exam traps to avoid -- Ten ways to start your career off right. |
| Summary |
"The Securities Industry Essentials (SIE) exam is a notoriously difficult exam. But with the help of this friendly and throrough study guide, you can drastically improve your chances of passing the first time around! Securities Industry Essentials Exam 2023-2024 for Dummies explains everything you need to know, in terms you can understand. Test your knowledge with in-book and online practice tests, plus hundreds of valuable practice questions and test-taking tips, and even get some expert job-hunting advice to set you off on the right foot in the exciting world of finance." -- Back cover. |
| Subject |
Stockbrokers -- United States -- Examinations, questions, etc.
|
|
Securities -- United States -- Examinations -- Study guides.
|
|
Stocks -- United States -- Examinations -- Study guides.
|
|
Stockbrokers. (OCoLC)fst01133658
|
|
Stocks -- Examinations. (OCoLC)fst01133715
|
|
United States. (OCoLC)fst01204155
|
| Genre/Form |
Examinations. (OCoLC)fst01423780
|
|
Study guides. (OCoLC)fst01423888
|
|
Study guides.
|
|
Examinations.
|
| Added Title |
Securities industry essentials exam for dummies |
|
SIE exam with online practice |
| ISBN |
9781119886853 (paperback) |
|
1119886856 (paperback) |
|
